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SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2024-04-02 10:41 Tx date 2024-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-10,570 vol |
1 | |
| Filed 2024-04-02 10:39 Tx date 2024-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+10,570 vol |
518,385 | |
| Filed 2024-04-02 10:38 Tx date 2024-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
58 - Expiration of rights
|
-10,570 vol |
||
| Filed 2024-01-25 21:52 Tx date 2024-01-23 |
$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
850,000 | ||
| Filed 2023-12-08 21:48 Tx date 2023-12-07 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$33,000
+300,000 vol $0.11 each |
700,000 | |
| Filed 2023-11-16 13:38 Tx date 2023-11-14 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$267,500
+125,000 vol $2.14 each |
475,000 | |
| Filed 2023-10-30 14:56 Tx date 2023-10-23 |
$CPL
Copper Lake Resources Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$25,000
+500,000 vol $0.05 each |
1,000,000 | |
| Filed 2023-08-23 13:45 Tx date 2023-08-21 |
$CPL
Copper Lake Resources Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$25,000
+500,000 vol $0.05 each |
500,000 | |
| Filed 2023-08-23 13:42 Tx date 2023-08-22 |
$CPL
Copper Lake Resources Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-06-30 15:38 Tx date 2023-06-28 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
+352,385 vol |
461,940 | |
| Filed 2023-06-08 17:05 Tx date 2023-06-08 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Holder: D. F. Cater Consulting Geologist Ltd (Indirect Ownership)
|
Common Shares
11 - Acquisition or disposition carried out privately
|
$26,250
+15,000 vol $1.75 each |
15,000 | |
| Filed 2023-06-08 17:03 Tx date 2021-05-05 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Holder: D. F. Cater Consulting Geologist Ltd (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-06-07 14:35 Tx date 2023-06-06 |
$GWA
Gowest Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$96,000
+400,000 vol $0.24 each |
400,000 | |
| Filed 2023-06-07 14:31 Tx date 2023-03-30 |
$GWA
Gowest Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-05-09 10:01 Tx date 2023-05-05 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$18,000
+100,000 vol $0.18 each |
137,100 | |
| Filed 2023-04-04 08:42 Tx date 2023-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+34,363 vol |
507,815 | |
| Filed 2023-04-04 08:39 Tx date 2023-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
$1,180,815,769
+34,363 vol $34,363 each |
||
| Filed 2023-04-04 08:38 Tx date 2023-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-34,363 vol |
10,571 | |
| Filed 2022-12-20 09:33 Tx date 2022-12-20 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$10,017
+37,100 vol $0.27 each |
37,100 | |
| Filed 2022-12-20 09:30 Tx date 2022-07-06 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-09 08:27 Tx date 2022-12-06 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$193,500
+150,000 vol $1.29 each |
350,000 | |
| Filed 2022-10-21 09:19 Tx date 2022-10-19 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$20,000
+100,000 vol $0.20 each |
400,000 | |
| Filed 2022-07-08 08:34 Tx date 2022-07-06 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$75,000
+300,000 vol $0.25 each |
300,000 | |
| Filed 2022-07-08 08:30 Tx date 2022-07-06 |
$NFLD
Exploits Discovery Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-06-15 11:45 Tx date 2022-06-10 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
+109,555 vol |
109,555 | |
| Filed 2022-06-14 11:04 Tx date 2022-06-10 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
+115,335 vol |
||
| Filed 2022-06-14 11:04 Tx date 2022-06-10 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
+115,335 vol |
115,335 | |
| Filed 2022-06-14 11:03 Tx date 2009-06-23 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-04-07 16:45 Tx date 2022-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+58,170 vol |
473,452 | |
| Filed 2022-04-07 16:44 Tx date 2022-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-58,170 vol |
44,934 | |
| Filed 2021-05-10 13:15 Tx date 2021-05-04 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$350,000
+200,000 vol $1.75 each |
200,000 | |
| Filed 2021-05-10 13:08 Tx date 2021-05-05 |
$MFG
Mayfair Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-04-01 11:13 Tx date 2021-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+59,247 vol |
415,282 | |
| Filed 2021-04-01 11:13 Tx date 2021-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-59,247 vol |
103,104 | |
| Filed 2021-03-31 13:25 Tx date 2021-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+31,710 vol |
162,351 | |
| Filed 2020-11-27 10:21 Tx date 2020-11-24 |
$HRT
Harte Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units (DSUs)
56 - Grant of rights
|
+847,458 vol |
847,458 | |
| Filed 2020-11-27 10:20 Tx date 2020-09-17 |
$HRT
Harte Gold Corp. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units (DSUs)
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-04-28 11:47 Tx date 2020-04-27 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+71,381 vol |
130,641 | |
| Filed 2020-04-03 14:46 Tx date 2020-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+37,531 vol |
356,035 | |
| Filed 2020-04-03 14:46 Tx date 2020-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-46,914 vol |
59,260 | |
| Filed 2020-01-30 18:00 Tx date 2020-01-29 |
$CAI
Cautivo Mining Inc. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-3,240.30
-21,602 vol $0.15 each |
0 | |
| Filed 2019-05-13 13:59 Tx date 2019-05-10 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+71,418 vol |
106,174 | |
| Filed 2019-04-01 Tx date 2019-03-29 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+38,134 vol |
318,504 | |
| Filed 2019-04-01 Tx date 2019-03-29 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-47,668 vol |
34,756 | |
| Filed 2018-04-11 Tx date 2018-04-10 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+34,941 vol |
82,424 | |
| Filed 2018-04-02 Tx date 2018-03-29 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+48,466 vol |
280,370 | |
| Filed 2018-04-02 Tx date 2018-03-29 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-60,583 vol |
47,483 | |
| Filed 2018-01-24 Tx date 2018-01-17 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-124.20
-6 vol $20.70 each |
17,113 | |
| Filed 2018-01-24 Tx date 2016-11-30 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
17,119 | ||
| Filed 2018-01-05 Tx date 2018-01-01 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Unit
56 - Grant of rights
|
+5,702 vol |
21,804 | |
| Filed 2018-01-05 Tx date 2018-01-01 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Performance Share Units
56 - Grant of rights
|
+5,702 vol |
21,804 | |
| Filed 2017-09-05 Tx date 2017-08-31 |
$CAI
Cautivo Mining Inc. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2017-09-05 Tx date 2017-08-31 |
$CAI
Cautivo Mining Inc. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
15 - Acquisition or disposition under a prospectus
|
+21,602 vol |
21,602 | |
| Filed 2017-04-04 Tx date 2017-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+34,381 vol |
108,066 | |
| Filed 2017-04-04 Tx date 2017-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-49,122 vol |
73,685 | |
| Filed 2017-04-04 Tx date 2017-03-31 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-49,122 vol |
||
| Filed 2017-01-06 Tx date 2017-01-01 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Unit
56 - Grant of rights
|
+9,892 vol |
16,102 | |
| Filed 2017-01-06 Tx date 2016-11-30 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Unit
00 - Opening Balance-Initial SEDI Report
|
6,210 | ||
| Filed 2017-01-06 Tx date 2017-01-01 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Performance Share Units
56 - Grant of rights
|
+9,892 vol |
16,102 | |
| Filed 2017-01-06 Tx date 2016-11-30 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Rights Performance Share Units
00 - Opening Balance-Initial SEDI Report
|
6,210 | ||
| Filed 2017-01-06 Tx date 2016-11-30 |
$KL
Kirkland Lake Gold Ltd. |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
79,728 | ||
| Filed 2016-08-23 Tx date 2016-08-19 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
56 - Grant of rights
|
+73,684 vol |
122,807 | |
| Filed 2016-08-13 Tx date 2016-08-08 |
$KGI
Kirkland Lake Gold Inc. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Rights
56 - Grant of rights
|
$68,744
+6,210 vol $11.07 each |
6,210 | |
| Filed 2016-08-13 Tx date 2016-02-16 |
$KGI
Kirkland Lake Gold Inc. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Rights
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-08-13 Tx date 2016-08-08 |
$KGI
Kirkland Lake Gold Inc. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Rights
56 - Grant of rights
|
$68,744
+6,210 vol $11.07 each |
6,210 | |
| Filed 2016-08-13 Tx date 2016-02-16 |
$KGI
Kirkland Lake Gold Inc. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Rights
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-03-11 Tx date 2016-02-16 |
$KGI
Kirkland Lake Gold Inc. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
79,728 | ||
| Filed 2016-03-01 Tx date 2016-03-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-24,561 vol |
49,123 | |
| Filed 2016-03-01 Tx date 2016-03-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+24,561 vol |
231,904 | |
| Filed 2016-02-01 Tx date 2016-01-26 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-01 Tx date 2012-06-04 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-01 Tx date 2012-06-04 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-01 Tx date 2016-01-26 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-01 Tx date 2012-06-04 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-01 Tx date 2012-06-04 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2015-12-02 Tx date 2015-12-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-21,040 vol |
73,684 | |
| Filed 2015-12-02 Tx date 2015-12-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+21,040 vol |
207,343 | |
| Filed 2015-11-11 Tx date 2015-11-09 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,817
+5,192 vol $0.35 each |
188,966 | |
| Filed 2015-10-14 Tx date 2015-10-14 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,834
+5,734 vol $0.32 each |
183,774 | |
| Filed 2015-09-15 Tx date 2015-09-14 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,819
+5,686 vol $0.32 each |
178,040 | |
| Filed 2015-09-06 Tx date 2015-09-04 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,834
+6,326 vol $0.29 each |
172,354 | |
| Filed 2015-07-13 Tx date 2015-07-10 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,817
+6,266 vol $0.29 each |
166,028 | |
| Filed 2015-06-30 Tx date 2015-06-30 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$93,000
+300,000 vol $0.31 each |
880,000 | |
| Filed 2015-06-12 Tx date 2015-06-09 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,789
+5,966 vol $0.30 each |
159,762 | |
| Filed 2015-06-05 Tx date 2015-06-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Restricted Share Unit
57 - Exercise of rights
|
-11,093 vol |
94,724 | |
| Filed 2015-06-05 Tx date 2015-06-01 |
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) |
Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+11,093 vol |
186,303 | |
| Filed 2015-05-12 Tx date 2015-05-11 |
$SAS
ST ANDREW GOLDFIELDS LTD. |
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,801
+5,458 vol $0.33 each |
153,796 |